根據第十屆全國人民代表大會第一次會議通過的《關于國務院機構改革方案的決定》,國務院決定設立中國銀行業監督管理委員會(簡稱中國銀監會)。中國銀行業監督管理委員會根據第十屆全國人大常委會第二次會議通過的《關于中國銀行業監督管理委員會履行原由中國人民銀行履行的監督管理職責的決定》,統一監督管理銀行、金融資產管理公司、信托投資公司及其他存款類金融機構,維護銀行業的合法、穩健運行。中國銀行業監督管理委員會自2003年4月28日起正式履行職責。現就有關事項公告如下:
一、銀監會的主要職責
制定有關銀行業金融機構監管的規章制度和辦法;審批銀行業金融機構及分支機構的設立、變更、終止及其業務范圍;對銀行業金融機構實行現場和非現場監管,依法對違法違規行為進行查處;審查銀行業金融機構高級管理人員任職資格;負責統一編制全國銀行數據、報表,并按照國家有關規定予以公布;會同有關部門提出存款類金融機構緊急風險處置的意見和建議;負責國有重點銀行業金融機構監事會的日常管理工作;承辦國務院交辦的其他事項。
二、銀監會部門設置及主要業務部門職責
(一)銀監會設15個部門:辦公廳、政策法規部(研究局)、銀行監管一部、銀行監管二部、銀行監管三部、非銀行金融機構監管部、合作金融機構監管部、統計部、財務會計部、國際部、監察局、人事部、宣傳工作部、群眾工作部、監事會工作部。
(二)主要業務部門監管對象劃分:
銀行監管一部:承辦對國有商業銀行及資產管理公司等的監管工作;
銀行監管二部:承辦對股份制商業銀行、城市商業銀行的監管工作;
銀行監管三部:承辦對政策性銀行、郵政儲蓄機構以及外資銀行等的監管工作;
非銀行金融機構監管部:承辦對非銀行金融機構(證券、期貨和保險類除外)的監管工作;
合作金融機構監管部:承辦對農村和城市存款類合作金融機構的監管工作。
三、銀監會辦公地點
北京市西城區成方街甲33號(郵政編碼:100800);
北京市東城區工人體育場西路1號(郵政編碼:100027 郵政信箱:北京市4738信箱)。
銀行監管一部、銀行監管二部、銀行監管三部、非銀行金融機構監管部、合作金融機構監管部均在西城區成方街甲33號辦公。
四、銀監會聯系電話
辦 公 廳 66194560 66051834(傳真)
北京市西城區成方街甲33號
65512882(日) 65517671(夜)
65517664(傳真)
北京市東城區工人體育場西路1號
銀行監管一部 66195220 66016489(傳真)
銀行監管二部 66195207 66012735(傳真)
銀行監管三部 66195257 66051747(傳真)
非銀行金融機構監管部 66194941 66012766(傳真)
合作金融機構監管部 66194216 66016676(傳真)
五、網址:www.cbrc.gov.cn
六、銀監會在各地的派出機構正在籌建之中,其辦公地址及聯系電話另行公布。
中國銀行業監督管理委員會
二○○三年四月二十八日
ANNOUNCEMENT CHINA BANKING REGULATORY COMMISSION Number 1, 2003
April 28, 2003
Pursuant to the Decision on Institutional Restructuring of the Government Agencies under the State Council adopted by the First Session of the Tenth National People‘s Congress, the State Council has decided to establish the China Banking Regulatory Commission (CBRC)。 Further, pursuant to the Decision on the Exercise of Regulatory and Supervisory Functions by the China Banking Regulatory Commission in Place of the People’s Bank of China adopted at the Second Session of the Standing Committee of the Tenth National People‘s Congress, the CBRC is responsible for the regulation and supervision of banks, asset management companies, trust and investment companies as well as other deposit-taking financial institutions. Its mission is to maintain a safe and sound banking system in China. The CBRC will officially start functioning on April 28, 2003.
I. The CBRC‘s major responsibilities
Formulate supervisory rules and regulations for banking institutions;
Authorize the establishment, changes, termination, branching and business scope of banking institutions;
Conduct fit and proper tests for directors and senior managers;
Conduct off-site surveillance and on-site examinations of banking institutions;
Investigate, penalize and take enforcement actions on activities that violate relevant laws and regulations;
Compile and publish statistics and reports of the overall banking sector in accordance with relevant laws and regulations;
Make proposals on the resolution of problem deposit-taking institutions in consultation with relevant authorities;
Be responsible for the administration of the supervisory boards of the state-owned financial institutions; and
Perform other responsibilities delegated by the State Council.
II. The CBRC‘s organizational structure and responsibilities of major departments
The CBRC comprises fifteen departments, namely the General Office, Supervisory Rules and Regulations Department , Banking Supervision Department I, Banking Supervision Department II, Banking Supervision Department III, Non-Bank Financial Institutions Supervision Department, Cooperative Finance Supervision Department, Statistics Department, Treasury and Accounting Department, International Department, Staff Compliance Department, Human Resources Department, Publicity Department, Staff Union Department, Supervisory Boards Office.
Responsibilities of major departments
Banking Supervision Department I - Responsible for the supervision of state-owned commercial banks and asset management companies;
Banking Supervision Department II - Responsible for the supervision of equity holding commercial banks and city commercial banks;
Banking Supervision Department III - Responsible for the supervision of policy banks, postal savings institutions and foreign banks;
Non-Bank Financial Institutions Supervision Department - Responsible for the supervision of non-bank financial institutions (excluding those conducting securities, futures and insurance businesses);
Cooperative Finance Supervision Department - Responsible for the supervision of rural and urban credit cooperatives.
III. Location
No.33 Cheng Fang Street, West District, Beijing, 100800 (Banking Supervision Department I, Banking Supervision Department II, Banking Supervision Department III, Non-Bank Financial Institutions Supervision Department, Cooperative Finance Supervision Department)。
No.1 Worker‘s Stadium West Road, East District (Mail Box 4738), Beijing, 100027
IV. Contacts
General Office Tel: 66194560 Fax: 66051834
No. 33 Cheng Fang Street, West District, Beijing
Tel: 65512882(day) 65517671(night)
Fax: 65517664
No. 1 Worker‘s Stadium West Road, East District, Beijing
Banking Supervision Department I Tel: 66195220 Fax: 66016489
Banking Supervision Department II Tel: 66195207 Fax: 66012735
Banking Supervision Department III Tel: 66195257 Fax: 66051747
Non-Bank Financial Institutions Supervision Department Tel:66194941 Fax:66012766
Cooperative Finance Supervision Department Tel: 66194216 Fax: 66016676
V. Website: www.cbrc.gov.cn
VI. The preparation of establishing the local offices of the CBRC is under way and their locations and contacts will be made public shortly.
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